US EditionSimplified advice needs ‘strong guardrails’
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FAAA Calls for Simplified Financial Advice Rules
The FAAA has responded to Treasury’s draft DBFO Tranch 2 legislation by questioning some of the proposed expectations of risk advisers. One section causing the FAAA concern (947C) states: “…the Client Advice Record must include information about any remuneration (including commission) or other benefits that any of the following is to receive that might reasonably […]
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